An introduction to compliance—law firms—post-training assessment questions


Published by a ÀÏ˾»úÎçÒ¹¸£Àû Practice Compliance expert
Precedents

An introduction to compliance—law firms—post-training assessment questions


Published by a ÀÏ˾»úÎçÒ¹¸£Àû Practice Compliance expert

Precedents
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How to use this test

These questions are designed to test your understanding after your attendance at our training on an introduction to compliance.

After you have completed this test, please return it to [insert name].

General

Name of person completing test[Insert name]
Role[Insert role]
Date[Insert date]

Multiple choice questions

Circle the correct answer.

QuestionMultiple choice answers
1. As a SRA-regulated law firm, what do we have to comply with?(a) UK legislation
(b) SRA Standards and Regulations and Law Society Practice Notes
(c) SRA Standards and Regulations and any other applicable legislation and rules that apply to our business generally
2. How many
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Jurisdiction(s):
United Kingdom
Related legal acts:
Key definition:
Compliance definition
What does Compliance mean?

The current term for meeting the requirements of regulators.

Read more

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