11 Rules relating to investment exchanges and data reporting service providers
Financial Services and Markets Act 2023 (2023 c 29) | Legislation

11  Rules relating to investment exchanges and data reporting service providers

(1)     FSMA 2000 is amended as follows.

(2)     After section 300G (section 300F: rules in relation to overseas FMI entities) (inserted by section 9) insert—

“300H Rules relating to investment exchanges and data reporting service providers

(1)     The FCA may make such rules applying to recognised UK investment exchanges or data reporting service providers—

(a)     with respect to the carrying on by them of relevant activities, or

(b)     with respect to the carrying on by them of an activity which is not a relevant activity,

as appear to the FCA to be necessary or expedient for the purpose of advancing one or more of its operational objectives.

(2)     In this section “relevant activity”—

(a)     in relation to a recognised UK investment exchange, means a regulated

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