[309Y Certification of employees by relevant recognised bodies]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

[Certification of employees]

[309Y  Certification of employees by relevant recognised bodies]

[(1)     A relevant recognised body must take reasonable care to ensure that none of its employees performs a specified function in relation to the carrying on of an activity by the body, unless the employee has a valid certificate issued by the body under section 309Z.

(2)     Subsection (1) applies only in relation to a function performed under an arrangement entered into by the body.

(3)     In this section, “specified function” means a function of a description specified in rules made by the appropriate regulator.

(4)     The appropriate

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