[123A Power to prohibit individuals from managing or dealing]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

[123A  Power to prohibit individuals from managing or dealing]

[(1)     The FCA may exercise its power under subsection (2) if it is satisfied that an individual—

(a)     has contravened Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or Article 15 (prohibition of market manipulation) of the market abuse regulation;

(b)     has contravened, or been knowingly concerned in the contravention of—

(i)     a provision of the market abuse regulation other than Article 14 or 15 of that regulation; or

(ii)     a provision of [any supplementary market abuse legislation]; or

(c)     has contravened a requirement imposed on that individual under this section

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