[143C Duty to make rules applying to FCA investment firms]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

[Rules]

[143C  Duty to make rules applying to FCA investment firms]

[(1)     In the exercise of its power to make general rules, the FCA must make rules applying to FCA investment firms which impose the following types of prudential requirements—

(a)     requirements relating to the types and amounts of capital and liquid assets that such firms must hold in order to manage the risks specified in or under subsection (2);

(b)     requirements relating to the

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