Nomad role, responsibilities and eligibility criteria on AIM for UK corporate finance advisers

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Practice notes

Nomad role, responsibilities and eligibility criteria on AIM for UK corporate finance advisers

Published by a ��˾��ҹ�� Corporate expert

Practice notes

This Resource Note outlines the main provisions of Rule 1 of the AIM Rules for Companies (AIM Rules), which deals with the requirement for an AIM Company to retain a nominated adviser (also known as a nomad) and the role of a nomad. It highlights relevant materials, commentary and guidance from the London Stock Exchange (LSE), as well as Lexis+® UK analysis and resources, to give practical guidance on the interpretation and application of Rule 1 of the AIM Rules.

Materials covered in this Resource Note include:

•
the AIM Rules
•
the AIM Rules for Nominated Advisers (Nomad Rules)
•
Inside AIM, the periodic publication from the AIM Regulation team
•
AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters
•
Lexis+® UK and Lexis®Library resources.

Index

Setting the scene

AIM Rule 1—Retention and role of a nominated adviser

Admission responsibilities of a nomad

Ongoing responsibilities of a nomad

Responsibility to advise and guide an AIM company on its AIM Rules responsibilities

Eligibility criteria

Jurisdiction(s):

United Kingdom

Key definition:

AIM Rules definition

What does AIM Rules mean?

The AIM Rules for Companies published by the stock-exchange'>London Stock Exchange which contain the requirements for companies wishing to be admitted to trading on AIM and continuing obligations once an AIM company.

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