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Butterworths Financial Regulation Service
Author:
Pollyanna Deane
Publisher:
LNUK
Butterworths Financial Regulation Service covers the general principles and rules of financial regulation and also focuses on specific types of regulated business.
Published: 04 February, 2002
Why you should buy Butterworths Financial Regulation Service
This comprehensive looseleaf work covers the general principles and rules of financial regulation and also focuses on specific types of regulated business. Written by a team of well-known authors comprising practising lawyers, regulators and academics, Butterworths Financial Regulation Service provides detailed, authoritative analysis and clear, practical guidance on the UK financial regulatory system.
The service is modular and is comprised of two core volumes (contained in four binders), covering general principles and rules, and five optional volumes, focusing on specific types of regulated business of which you choose those most relevant to your practice.
These additional volumes can be purchased with the , please contact to add these volumes to your order.
Volume 3 - Investment Firms and Collective Investment Schemes
Volume 4 - Credit Institutions
Volume 5 - Markets
Volume 6 - Insurance, Lloyd's and Friendly Societies
Volume 7 - Insurance Mediation and Mortgages
Butterworths Financial Regulation Service will be updated six times a year, ensuring information is always up to date.
VOLUME 1.
Division A The Regulatory Structure in Operation;
Division B Financial Services and Markets Act 2000;
Division C Section 1 Statutes;
Division C Section 2 Statutory Instruments;
Division C Section 3 EU Materials;
Division C Section 4 Other Materials;
Division D Cases;
Division E EU Financial Services;
Division F FSA Glossary;
Division G General Sourcebook on High Level Transitional Provisions;
Division H High Level Standards (Firms);
Division I High Level Standards (Individuals);
Division J Money Laundering Requirements;
Division K Money Laundering Commentary;
Division L Electronic Commerce Requirements;
Division M Electronic Commerce Commentary;
Division N Electronic Money Requirements;
Division O Electronic Money Commentary;
VOLUME 2.
Division A Authorisation Requirements;
Division B Authorisation Commentary;
Division C Supervision Requirements;
Division D Supervision Commentary;
Division E Enforcement and Investigations Requirements;
Division F Enforcement and Investigations Commentary;
Division G Decision Making Requirements;
Division H Decision Making Commentary;
Division I Dispute resolution: Complaints Requirements;
Division J Complaints Commentary;
Division K Compensation Requirements;
Division L Compensation Commentary;
Division M Complaints Against the FSA Requirements;
Division N Complaints Against the FSA Commentary;
Optional Volumes
Volume 3: Investment Firms and Collective Investment Schemes
Volume 4: Credit Institutions
Volume 5: Markets
Volume 6: Insurance, Lloyd's and Friendly Societies
Volume 7: Insurance Mediation and Mortgages